Our nationally recognized investment fraud attorneys have recovered more than $200 million for clients around the world.
Successful Recoveries
for Defrauded Investors
Did a Financial Advisor’s Misconduct Harm You? Our Lawyers Can Help
Investors from around the globe come to Erez Law, PLLC, when they need diligent attorneys to level the playing field against the most powerful industry in the world: Wall Street. Your broker may have put your money in risky investments, ignored your instructions, committed retirement investment fraud, or otherwise abused your trust. When a broker fails to live up to his or her professional duties, the law presents a resolution for victims: Demand financial recovery for your losses.
At Erez Law, PLLC, our investment fraud attorneys are committed to protecting retirees and investors from broker misconduct. We know which legal avenues to take on behalf of our clients. Over the years, we’ve represented thousands of people throughout the world who were harmed by U.S. brokers and financial advisors. We’ve helped many clients get some or all of their money back from bad investments and untrustworthy brokers.
If you believe that you’re the victim of such misconduct, know that you aren’t the only one and you’re not alone. Contact Erez Law, PLLC, to learn how our securities fraud lawyers can fight to recoup your losses. We’re happy to discuss your situation in detail in a free one-on-one consultation.
Brokers and brokerage firms are supposed to act in the best interests of their investors. In reality, they may persuade people to purchase investments and securities with incomplete, deficient, or misleading information. Or they may push investments that are unsuitable for the investor. Whether by negligence or fraud, brokerage firms and financial advisors that do not follow industry standards and applicable rules and laws may be responsible for their customer’s losses.
Our firm handles a broad range of investment and securities fraud cases, including EB-5 Immigrant Investor Program fraud, hedge fund fraud, junk bond fraud, oil and energy investment fraud, ponzi schemes fraud, preferred shares of stock fraud, private placement fraud, and variable annuity investment fraud.
Many people don’t recognize the signs of securities fraud until it’s too late. Some signs of potential fraud include claims of low or no risk, guarantees for high returns, high-pressure sales tactics, lack of communication, reluctance to answer questions (or evasive answers), faulty record keeping, and being promised “insider” information.
Our firm has a strong record of investigating securities fraud cases involving breach of fiduciary duty, churning, overconcentration, unauthorized trading, failure to supervise, advance fee schemes, broker embezzlement, fund or bond switching, pump and dump schemes, and ponzi schemes.
Stockbrokers and brokerage firms can commit fraud at any stage of the investing process. Brokers may act negligently, failing to do their duties and betraying the trust of investors. Some brokers may intentionally participate in deceptive schemes to increase their commissions. Brokerage firms may pressure brokers to sell bad investments to clients.
Although not every major loss can be tied to fraud, investors have a right to demand answers. If misconduct did occur, victims may have legal options for recovering their lost investments or retirement funds.
Our savvy legal team has handled thousands of cases in FINRA Dispute Resolution, recovering more than $175,000,000 for defrauded investors. Our law firm has tried over 50 cases to award and maintains a 100% success rate in appeals upholding FINRA arbitration awards. In addition, our firm secured the largest sanctions award in FINRA arbitration history against Morgan Stanley.
Current Investigations
Erez Law is currently investigating former Wells Fargo broker Kenneth Maring (CRD# 1500005) regarding unsuitable investment recommendations. He was registered with Morgan Stanley in San Rafael, California, from 2017 to 2024, and Wells Fargo Clearing Services, LLC in San Rafael, … Continue reading
Erez Law, PLLC
A Wealth Recovery Law Firm
Unfortunately, many stockbrokers and financial advisors take advantage of positions of power to trick investors into making poor choices only to benefit the broker or advisor. When this happens, investors often blame themselves or are too embarrassed to seek help. Don’t let a fraudulent financial “professional” get away with draining your account. Get the attorneys at Erez Law, PLLC, on your side.
Our investment law group has a long track record of success taking major financial firms to trial. Our attorneys have represented clients throughout the U.S. including Puerto Rico, as well as throughout Latin America in countries like Venezuela, Argentina, Colombia, and Mexico. We fight on behalf of individual investors, retirees, trusts, pension plans, partnerships, family partnerships, family offices, and ultra-high-net-worth individuals.
You should know that brokerage firms and their lawyers carefully evaluate the law firms that represent investors in investment fraud cases. Only investors represented by proven trial lawyers are taken seriously. Contact us now to find out if you have a case against your broker. Our consultations are always free, confidential, and protected by attorney-client privilege. We can give you the answers needed to move on from an encounter with a dishonest stockbroker.
